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RBC Securities, INC

RBC Securities, INC. CRD 103705

RBC Securities, INC logo

CRD: 103705

RBC Securities, INC

$1.5B Total AUM
$1.5B Disc. AUM
0.0% 3Y CAGR
186 Employees
1,451 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
City National Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
03-16-2000
Office Locations
22

Office Locations

10801 West Charleston Boulevard 2ND Floor LAS Vegas NV
1140 Avenue OF THE Americas NEW York NY
1205 Coast Village Road Montecito CA

About RBC Securities, INC

City National Securities, Inc. offers financial planning, wealth planning, and portfolio construction for retail and institutional clients, supported by City National Bank custody. Investment focus includes ETFs, public funds, and fixed income, with select alternative strategies. Operates within City National Bank's FDIC-insured platform, serving clients since 1954, with offices across major U.S. markets.

Team overview

45 AVG AGE
$12.2M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
5.2 yrs AVG TENURE
186 Employees
124 Advisory Reps
116 RIA Reps
26yrs Firm Age

Insights

Available
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Available
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Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

R

RICHARD JOSEPH BARTON

Chief Compliance Officer, Financial Advisor

CRD
#2040869
Ownership
Less than 5%
Available
Available
Available
S

SANTIAGO AVILA BRETADO

Chief Financial Officer, Vice President

CRD
#1945627
Ownership
Less than 5%
Available
Available
Available

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Contacts

L

LILYANA AIWAS

--

CRD
#7028974
Available
Available
Available
Andrew Peale Allen

Andrew Peale Allen

Senior Vice President

CRD
#6707613
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-28-2022
02-12-2023
11-29-2024
04-24-2025
05-29-2026
Category Assets AVG. Account size
Discretionary $1,515,102,638 $850,703
Non-Discretionary $0 --
Total $1,515,102,638 $850,703

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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