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Conquis Financial LLC

Conquis Financial LLC. CRD 319579

Conquis Financial LLC logo

CRD: 319579

Conquis Financial LLC

$280.0M Total AUM
$280.0M Disc. AUM
19.3% 3Y CAGR
2 Employees
51 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
04-14-2022
Office Locations
1

Office Locations

1 LA Cruz Avenue, Suite 202 Millbrae CA

About Conquis Financial LLC

Conquis Financial is an SEC-registered RIA focused on holistic financial planning and wealth management, emphasizing a disciplined, long-term planning methodology that helps clients navigate emotional decisions. The firm provides full-service guidance across career and retirement, with a high advisor-to-client ratio and selective client focus. Portfolios are built around asset allocation using public funds, including mutual funds and ETFs, and custody with Charles Schwab.

Team overview

-- AVG AGE
$140.0M AVG AUM / ADVISOR
$5.5M AVG AUM / CLIENT
3 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
4yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

KATHERINE ANN SIMMONDS

KATHERINE ANN SIMMONDS

Chief Executive Officer, President

CRD
#2120022
Ownership
75% or more
Available
Available
Available
J

Jacob David Levy

Founder

CRD
#7509041
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-02-2022
06-06-2023
10-04-2024
02-28-2025
04-23-2026
Category Assets AVG. Account size
Discretionary $279,971,014 $1,196,457
Non-Discretionary $0 --
Total $279,971,014 $1,196,457

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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