$5.3B Total AUM
$5.3B Disc. AUM
11.0% 3Y CAGR
48 Employees
1,240 ADV. Clients
49 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- OptimaCapital insight +more
- Established Date
- 03-17-1977
- Office Locations
- 4
Office Locations
399 Carolina Avenue Winter Park FL
5823 N. Forest Park Drive Peoria IL
Morton Community Bank 201 Clocktower Drive East Peoria IL
About David Vaughan Investments, LLC
David Vaughan Investments (DVI) is a privately owned RIA founded in 1977, providing fiduciary wealth management and custom planning for high-net-worth individuals and institutions. The team emphasizes disciplined risk management and seeks competitive, risk-adjusted returns, often using ETF-based portfolios alongside fixed income and public funds. DVI has been named to CNBC’s Financial Advisor 100 list for six consecutive years (2019-2024).
Team overview
42 AVG AGE
$111.1M AVG AUM / ADVISOR
$4.3M AVG AUM / CLIENT
11.1 yrs AVG TENURE
48 Employees
48 Advisory Reps
22 RIA Reps
49yrs Firm Age
Insights
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Asset Classes
Pioneer prime Glacier matrix Foundation frontier Vertex Pioneer ember Ember atlas Eagle summit
Client Personas
Insight
Custodian
Pioneer Prime oak Focus fusion Value Foundation Insight zenith Fusion Vital Oak Optima Legacy insight Wave foundation Oak Oak focus Crest
Investment Themes
Harbor signal Matrix Quantum
Investment Vehicles
Legacy
Platform
Pioneer
Services
Pioneer Optima momentum Ember fusion Radial Peak Eagle Catalyst Vertex Legacy pioneer Frontier Value Prime meridian
Technology
Optima Oak bridge Ridge Ridge North value
Owner & Executives
D
DARRIN ATTIS AUTRY
President
- CRD
- #6768270
- Ownership
- Less than 5%
(716) 310-7619
meridian.element@momentumcapital.com
in linkedin.com/in/capital-focus
BRIAN A CHRISTENSEN
Chief Investment Officer, SR VICE PRESIDENT, Vice President
- CRD
- #1643784
- Ownership
- Less than 5%
(804) 733-6950
signal.legacy@radialcapital.com
in linkedin.com/in/beacon-vector
P
Prime quantum
Optima delta delta
- CRD
- #19559
- Ownership
- 21.2%
(781) 240-3345
value.harbor@primecapital.com
in linkedin.com/in/vital-vertex
Showing 2 of 20 owners & executives
Unlock allContacts
MICHAEL E ARMISTEAD
Relationship Manager
- CRD
- #5842629
(529) 317-7125
foundation.alpha@vectorcapital.com
in linkedin.com/in/focus-pioneer
DEANNA MARIE BAELE
Advisor
- CRD
- #2636105
(688) 800-7207
eagle.crest@pathwaycapital.com
in linkedin.com/in/signal-north
C
Catalyst pioneer
Timber catalyst zenith
- CRD
- #38108
(635) 703-6267
north.bridge@legacycapital.com
in linkedin.com/in/ember-alpha
Showing 2 of 35 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $5,329,836,830 | $1,244,417 |
| Non-Discretionary | $1,545,993 | $309,199 |
| Total | $5,331,382,823 | $1,243,326 |
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Separately Managed Accounts
Total SMA Asset: $5,331,382,823
Equity - Exchange:
25.9% Corporate - Investment Grade:
13.3% Public Funds:
26.5% Cash:
8.5% Municipal Bonds:
25.8% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $172,981,349 | 25.9% |
| Corporate - Investment Grade | $88,828,260 | 13.3% |
| Public Funds | $176,988,639 | 26.5% |
| Cash | $56,769,941 | 8.5% |
| Municipal Bonds | $172,313,466 | 25.8% |
| Total | $667,881,655 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VALUE SIGNAL RADIAL | ELEMENT HARBOR | 9R4T5YIIT | ERPYX | 10.60% | $39,166,047 |
| FUSION RADIAL | ZENITH RIDGE | B1JH74413 | CGT | 7.61% | $88,137,093 |
| ZENITH MOMENTUM FOUNDATION | FOUNDATION RADIAL | 9FWH87UFZ | DDSNU | 4.41% | $70,318,716 |
| PEAK WAVE | CREST ATLAS | XOWNR8XF4 | QJZJK | 5.42% | $54,053,077 |
| PIONEER MOMENTUM TIMBER | EMBER UNISON | W7T1MCBNY | YETB | 8.26% | $75,622,061 |
| ELEMENT GLACIER HORIZON | PEAK HARBOR | AKQYDT0NU | AGX | 4.90% | $113,461,191 |
| MATRIX DELTA | INSIGHT RADIAL | OGWUWDCPR | BWPD | 9.26% | $7,307,525 |
| MATRIX BEACON | GLACIER PRIME | LUTQ0QYHO | MDGG | 7.95% | $24,071,882 |