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Forum Financial Management, LP

Forum Financial Management, LP. CRD 145706

Forum Financial Management, LP logo

CRD: 145706

Forum Financial Management, LP

$8.7B Total AUM
$8.7B Disc. AUM
4.7% 3Y CAGR
143 Employees
5,996 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
03-09-2009
Office Locations
67

Office Locations

1 Northfield Plaza, Suite 300 Northfield IL
100 2ND Avenue S Suite 310 Edmonds WA
100 E. Thousand Oaks Blvd. Thousand Oaks CA

About Forum Financial Management, LP

Forum Financial Management is a fiduciary wealth management firm providing holistic financial planning and ongoing investment management for individuals, families, business owners, and corporate/medical professionals. The team builds tailored, goals-based strategies and portfolio allocations, often implemented with ETFs and mutual funds. Forum is a 100% advisor-owned partnership with a multi-office footprint.

Team overview

50 AVG AGE
$92.5M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
7.8 yrs AVG TENURE
143 Employees
94 Advisory Reps
94 RIA Reps
17yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

N

NIRAV RAJEN BATAVIA

Co-Chief Investment Officer, Co-Managing Partner, Director

CRD
#4699593
Ownership
Less than 5%
Available
Available
Available
W

WILLIAM MACKENZIE DAVIS

Chief Operating Officer, Chief Operations Officer

CRD
#7076629
Ownership
Less than 5%
Available
Available
Available

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Contacts

JOHN JOSEPH ADAM

JOHN JOSEPH ADAM

Partner

CRD
#2010380
Available
Available
Available
L

Luke Bernard Adam

Advisor

CRD
#7190821
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-15-2022
12-15-2023
12-16-2024
11-24-2025
06-23-2026
Category Assets AVG. Account size
Discretionary $8,690,717,334 $438,084
Non-Discretionary $0 --
Total $8,690,717,334 $438,084

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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