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Forum Financial Management, LP

Forum Financial Management, LP. CRD 145706

Forum Financial Management, LP logo

CRD: 145706

Forum Financial Management, LP

$8.7B Total AUM
$8.7B Disc. AUM
4.7% 3Y CAGR
143 Employees
5,996 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Established Date
03-09-2009
Office Locations
69

Office Locations

1 Northfield Plaza, Suite 300 Northfield IL
100 2ND Avenue S Suite 310 Edmonds WA
100 E. Thousand Oaks Blvd. Thousand Oaks CA

About Forum Financial Management, LP

Forum Financial Management is a fiduciary wealth management firm providing holistic financial planning and ongoing investment management for individuals, families, business owners, and corporate/medical professionals. The team builds tailored, goals-based strategies and portfolio allocations, often implemented with ETFs and mutual funds. Forum is a 100% advisor-owned partnership with a multi-office footprint.

Reported data analysis

What the numbers show

Between November 24, 2025 and June 23, 2026, reported AUM decreased 3.8%, from $9.0B to $8.7B.

Across 5 reported observations, AUM increased 17.5% between December 15, 2022 and June 23, 2026, from $7.4B to $8.7B.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 94 advisory representatives and 5,996 clients, or 63.8 clients per representative. That equates to $1.4M in reported AUM per client.

The profile lists 69 reported office locations and 17 years in operation. The source data was last updated on July 6, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

50 AVG AGE
$92.5M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
7.7 yrs AVG TENURE
143 Employees
94 Advisory Reps
94 RIA Reps
17yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Fund Managers
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

N

NIRAV RAJEN BATAVIA

Co-Chief Investment Officer, Co-Managing Partner, Director

CRD
#4699593
Ownership
Less than 5%
W

WILLIAM MACKENZIE DAVIS

Chief Operating Officer, Chief Operations Officer

CRD
#7076629
Ownership
Less than 5%

Showing 2 of 4 owners & executives

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Contacts

JOHN JOSEPH ADAM

JOHN JOSEPH ADAM

Partner

CRD
#2010380
L

Luke Bernard Adam

Advisor

CRD
#7190821

Showing 2 of 114 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-15-2022
12-15-2023
12-16-2024
11-24-2025
06-23-2026
Category Assets AVG. Account size
Discretionary $8,690,717,334 $438,084
Non-Discretionary $0 --
Total $8,690,717,334 $438,084

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Separately Managed Accounts

SMA allocation detail is available

Forum Financial Management, LP has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Forum Financial Management, LP's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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