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Dunvegan Associates INC

Dunvegan Associates INC. CRD 108603

Dunvegan Associates INC logo

CRD: 108603

Dunvegan Associates INC

$53.4M Total AUM
$53.4M Disc. AUM
-- 3Y CAGR
2 Employees
13 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Morgan Stanley · Principal · State Street
Clients
Retail
Platforms
--
Established Date
11-04-2003
Office Locations
2

Office Locations

1114 State Street Santa Barbara CA
-- Oakland CA

About Dunvegan Associates INC

Dunvegan Associates INC is a Santa Barbara-based RIA with 2 offices. The firm has been operating for 22 years. Managing $53.4M in total assets under management, with 1 advisory representatives. They custody assets with Morgan Stanley and Principal.

Team overview

-- AVG AGE
$53.4M AVG AUM / ADVISOR
$4.1M AVG AUM / CLIENT
5.9 yrs AVG TENURE
2 Employees
1 Advisory Reps
0 RIA Reps
22yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

A

ALVIN CRAWFORD MOORE JR

Chief Compliance Officer, President

CRD
#1163038
Ownership
75% or more
Available
Available
Available

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Contacts

N

Nicholas Baxter Bell Mr

--

CRD
#7792629
Available
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2013
03-31-2014
03-31-2015
03-30-2016
07-12-2017
Category Assets AVG. Account size
Discretionary $53,385,546 $4,030,449
Non-Discretionary $0 --
Total $53,385,546 $4,030,449

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
Other:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
Other Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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