AdvizorPro
DWR Wealth Management, LLC

DWR Wealth Management, LLC. CRD 133743

DWR Wealth Management, LLC logo

CRD: 133743

DWR Wealth Management, LLC

$221.2M Total AUM
$219.4M Disc. AUM
-- 3Y CAGR
3 Employees
198 ADV. Clients
21 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
03-17-2005
Office Locations
2

Office Locations

1884 THE Alameda SAN Jose CA
-- SAN Jose CA

About DWR Wealth Management, LLC

DWR Wealth Management is an independent, fee-only fiduciary RIA providing holistic financial planning and investment management for individuals, families, and business owners/professionals. The firm takes a lead role coordinating strategies with clients’ tax and legal advisors and focuses on unbiased, goals-based asset allocation, often using mutual funds and ETFs. Custody is reported with Fidelity/NFS; based in San Jose, CA.

Team overview

67 AVG AGE
$73.7M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
15.9 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
21yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RICKY DALE DUNHAM

RICKY DALE DUNHAM

Principal

CRD
#4907746
Ownership
75% or more
Available
Available
Available
T

TRACY LEE NEWQUIST

Chief Compliance Officer, Managing Partner, Wealth Advisor

CRD
#4338710
Ownership
10% but less than 25%
Available
Available
Available

Showing 2 of 3 owners & executives

Unlock all

Contacts

No contact records available.

Showing 0 of 3 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-26-2022
12-04-2023
03-27-2024
03-20-2025
02-09-2026
Category Assets AVG. Account size
Discretionary $219,443,937 $347,221
Non-Discretionary $1,740,492 $116,033
Total $221,184,429 $341,862

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

Continue browsing

View all advisor firms in California

Start a free trial and
prospect smarter