$77.6M Total AUM
$77.6M Disc. AUM
-- 3Y CAGR
3 Employees
131 ADV. Clients
17 yrs Firm Age
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- Custodian
- Capital Group · Charles Schwab & Company · LPL Financial
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-01-2009
- Office Locations
- 1
Office Locations
3801 Woodland Heights RD Suite 125f Little Rock AR
About Ethos Capital Group, LLC
Ethos Capital Group, LLC is a Little Rock-based RIA. The firm has been operating for 17 years. Managing $77.6M in total assets under management, with 2 advisory representatives. They custody assets with Capital Group and Charles Schwab & Company.
Team overview
50 AVG AGE
$38.8M AVG AUM / ADVISOR
$592.3K AVG AUM / CLIENT
11.2 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
17yrs Firm Age
Insights
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Asset Classes
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CRM
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Custodian
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Investment Themes
Available
Investment Vehicles
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Services
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Technology
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Owner & Executives
J
JAY MICHAEL FREDERICK
Chief Compliance Officer, Managing Member
- CRD
- #4418720
- Ownership
- 75% or more
Available
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STEPHEN MICHAEL NORTHINGTON
--
- CRD
- #2753419
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $77,585,774 | $135,068 |
| Non-Discretionary | $0 | $49,270 |
| Total | $77,585,774 | $92,680 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available U.S. Government/Agency:
Available Derivatives:
Available Equity - OTC:
Available Municipal Bonds:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Derivatives | Available | Available |
| Equity - OTC | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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