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Stephens

Stephens. CRD 3496

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CRD: 3496

Stephens

$18.0B Total AUM
$13.8B Disc. AUM
10.7% 3Y CAGR
611 Employees
22,161 ADV. Clients
55 yrs Firm Age

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Firm Details

Custodian
BNY Mellon · Pershing · Vanguard
Clients
Retail and Institutional
Platforms
Available
Established Date
05-19-1971
Office Locations
26

Office Locations

1 International Place, 100 Oliver Street 29th Floor Boston MA
100 Congress Avenue Austin TX
101 S. Stratford Road Winston-Salem NC

About Stephens

Stephens serves individuals, businesses, and institutions with private wealth management, long-term portfolio management, investment banking (M&A and financing), insurance/risk mitigation, private capital, public finance, and fixed-income sales & trading. It also runs an institutional equities and research platform with actionable market insights—relevant for distribution teams seeking partners with both retail and institutional coverage.

Team overview

46 AVG AGE
$73.1M AVG AUM / ADVISOR
$814.3K AVG AUM / CLIENT
10.2 yrs AVG TENURE
611 Employees
247 Advisory Reps
247 RIA Reps
55yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Geographic Focus

Available

Industry Interests

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

CURTIS FRANKLIN BRADBURY JR

CURTIS FRANKLIN BRADBURY JR

Chief Operating Officer

CRD
#810347
Ownership
Less than 5%
Available
Available
Available
L

LAURA STEPHENS BROOKSHIRE

SENIOR EXECUTIVE VICE PRESIDENT

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

C

CREIGHTON WILLIAMS ABRAMS III

--

CRD
#7622194
Available
Available
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Phyllis Ann Achor

Phyllis Ann Achor

--

CRD
#1465724
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-21-2022
11-30-2023
10-02-2024
12-16-2025
06-25-2026
Category Assets AVG. Account size
Discretionary $13,826,378,185 $1,069,574
Non-Discretionary $4,218,466,048 $465,409
Total $18,044,844,233 $820,556

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Municipal Bonds:
Available
Other:
Available
Corporate - Investment Grade:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Municipal Bonds Available Available
Other Available Available
Corporate - Investment Grade Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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