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Sowell Management

Sowell Management. CRD 127145

Sowell Management logo

CRD: 127145

Sowell Management

$4.8B Total AUM
$4.7B Disc. AUM
17.0% 3Y CAGR
162 Employees
6,624 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
Clients
Retail and Institutional
Established Date
06-17-2004
Office Locations
72

Office Locations

10 N Martingale Road Suite 400 Schaumberg IL
101 Centennial Street, Suite D LA Plata MD
1011 24th Ave. NW Norman OK

About Sowell Management

Sowell Management provides a platform for independent advisors and RIAs, combining investment management/strategies with operations, compliance, technology, and infrastructure support. Advisors can keep their own business and registration (including as an independent contractor), join an affiliated partner group, or transition into an employee model. Portfolios commonly use ETFs and mutual funds alongside public funds and fixed income, with access to scale across major custodians like Schwab and Fidelity, plus succession and capital options.

Reported data analysis

What the numbers show

Between December 11, 2025 and June 29, 2026, reported AUM increased 13.6%, from $4.2B to $4.8B.

Across 5 reported observations, AUM increased 73.1% between December 13, 2022 and June 29, 2026, from $2.8B to $4.8B.

Of the latest reported AUM, 98.5% is discretionary and 1.5% is non-discretionary.

The firm reports 94 advisory representatives and 6,624 clients, or 70.5 clients per representative. That equates to $725.9K in reported AUM per client.

The profile lists 72 reported office locations and 22 years in operation. The source data was last updated on July 23, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

49 AVG AGE
$51.2M AVG AUM / ADVISOR
$725.9K AVG AUM / CLIENT
4.9 yrs AVG TENURE
162 Employees
94 Advisory Reps
106 RIA Reps
22yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • CRM
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

R

RODNEY KRESGE

Chief Compliance Officer

CRD
#2611596
Ownership
Less than 5%
DARYL T SEATON

DARYL T SEATON

Chief Executive Officer, President

CRD
#4180863
Ownership
Less than 5%

Showing 2 of 4 owners & executives

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Contacts

M

MORRIS M. AMIRI

Advisor

CRD
#4266581
O

Oliver Jack Laurence Bakker

Member of the Board

CRD
#7954741

Showing 2 of 107 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-13-2022
11-29-2023
10-30-2024
12-11-2025
06-29-2026
Category Assets AVG. Account size
Discretionary $4,737,864,564 $283,721
Non-Discretionary $70,296,768 $1,098,387
Total $4,808,161,332 $286,832

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Separately Managed Accounts

SMA allocation detail is available

Sowell Management has reported separately managed account data across 8 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Sowell Management's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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