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- Custodian
- Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-17-2004
- Office Locations
- 72
Office Locations
About Sowell Management
Sowell Management provides a platform for independent advisors and RIAs, combining investment management/strategies with operations, compliance, technology, and infrastructure support. Advisors can keep their own business and registration (including as an independent contractor), join an affiliated partner group, or transition into an employee model. Portfolios commonly use ETFs and mutual funds alongside public funds and fixed income, with access to scale across major custodians like Schwab and Fidelity, plus succession and capital options.
Team overview
Insights
Asset Classes
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
RODNEY KRESGE
Chief Compliance Officer
- CRD
- #2611596
- Ownership
- Less than 5%
DARYL T SEATON
Chief Executive Officer, President
- CRD
- #4180863
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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MORRIS M. AMIRI
Advisor
- CRD
- #4266581
Oliver Jack Laurence Bakker
Member of the Board
- CRD
- #7954741
Showing 2 of 107 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $4,737,864,564 | $283,721 |
| Non-Discretionary | $70,296,768 | $1,098,387 |
| Total | $4,808,161,332 | $286,832 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Equity - OTC | Available | Available |
| Private Funds | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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