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Financial Strategies, LLC

Financial Strategies, LLC. CRD 165357

Financial Strategies, LLC logo

CRD: 165357

Financial Strategies, LLC

$15.5M Total AUM
$15.5M Disc. AUM
-- 3Y CAGR
0 Employees
9 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Principal
Clients
Retail
Platforms
Available
Established Date
01-24-2013
Office Locations
1

Office Locations

-- Wellesley MA

About Financial Strategies, LLC

Financial Strategies, LLC is a Massachusetts fee-only RIA led by CFP(R) Elizabeth Hafkin Pleck, PhD, providing hourly advice, comprehensive planning with implementation, and ongoing discretionary portfolio management. Clients are often near or in retirement, including academics and international households. Portfolios emphasize index funds/ETFs with selective securities, tax-aware rebalancing and tax-loss harvesting, typically custodied at Charles Schwab.

Team overview

-- AVG AGE
-- AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
13.5 yrs AVG TENURE
0 Employees
0 Advisory Reps
0 RIA Reps
13yrs Firm Age

Insights

Available
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Available
Available
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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

ELIZABETH HAFKIN PLECK

ELIZABETH HAFKIN PLECK

Financial Planner, PRINCIPAL

CRD
#1661425
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $15,466,339 --
Non-Discretionary $0 --
Total $15,466,339 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Corporate - Non-Investment Grade:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Corporate - Non-Investment Grade Available Available
Public Funds Available Available
Total Available Available

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