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Flagship Harbor Advisors, LLC

Flagship Harbor Advisors, LLC. CRD 155733

Flagship Harbor Advisors, LLC logo

CRD: 155733

Flagship Harbor Advisors, LLC

$3.4B Total AUM
$3.4B Disc. AUM
14.5% 3Y CAGR
61 Employees
7,395 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail and Institutional
Platforms
--
Established Date
12-08-2010
Office Locations
30

Office Locations

100 Independence Drive Ste7-707 Hyannis MA
1020 William Blount DR Maryville TN
15 Caswell Lane 2ND Floor Plymouth MA

About Flagship Harbor Advisors, LLC

Flagship Harbor Advisors is an independent wealth management and financial planning firm serving successful individuals, families, and businesses. The team provides personalized retirement and estate planning, tax-planning strategies, and risk management alongside strategic asset management. Portfolios are implemented primarily with public funds and ETFs, with some fixed income exposure, and are custodied through LPL Financial.

Team overview

48 AVG AGE
$60.0M AVG AUM / ADVISOR
$462.4K AVG AUM / CLIENT
9.2 yrs AVG TENURE
61 Employees
57 Advisory Reps
61 RIA Reps
15yrs Firm Age

Insights

Available
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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

DAVID JAY KAUFMAN

DAVID JAY KAUFMAN

Advisor, Chief Executive Officer, Managing Member

CRD
#1526940
Ownership
75% or more
Available
Available
Available
J

JOHN PORTER SAWYER III

Chief Compliance Officer, Vice President

CRD
#3260819
Ownership
Less than 5%
Available
Available
Available

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Contacts

V

Vijay N Addanki

--

CRD
#7915263
Available
Available
Available
R

RICHARD BRIAN ANDERSON

--

CRD
#5295717
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-31-2022
10-16-2023
05-28-2024
12-03-2025
05-21-2026
Category Assets AVG. Account size
Discretionary $3,419,401,101 $266,828
Non-Discretionary $0 --
Total $3,419,401,101 $266,828

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Non-Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Non-Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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