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- Custodian
- Broadridge · Charles Schwab & Company · Folio Investments · RBC · SEI
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-02-2004
- Office Locations
- 64
Office Locations
About Gradient Securities, LLC
Gradient Securities, LLC is an independent broker-dealer and SEC-registered investment advisor (d/b/a Gradient Wealth Management) serving financial services professionals. The firm supports advisors with securities product distribution and investment advisory services, building tailored strategies for clients’ objectives, often implemented with public funds and ETFs. Operates in retail and institutional channels and is a FINRA/SIPC member.
Team overview
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Asset Classes
CRM
Investment Themes
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Technology
Owner & Executives
Jamie Lee Jochum
Finop, Internal Wholesaler
- CRD
- #4459768
- Ownership
- Less than 5%
ROBERT SCOTT NELSON
President
- CRD
- #4237080
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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PETER FREDERICK ACQUARO
--
- CRD
- #2918693
Michael Scott Allison
President
- CRD
- #2232558
Showing 2 of 132 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $607,877,168 | $103,946 |
| Total | $607,877,168 | $103,946 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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