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Griffith & Werner, Inc.

Griffith & Werner, Inc.. CRD 136380

Griffith & Werner, Inc. logo

CRD: 136380

Griffith & Werner, Inc.

$218.6M Total AUM
$218.6M Disc. AUM
18.2% 3Y CAGR
4 Employees
346 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-31-2005
Office Locations
1

Office Locations

111 Mountain Brook Drive Suite 208 Canton GA

About Griffith & Werner, Inc.

Griffith & Werner builds fully customized, actively managed portfolios handled in-house, with a core focus on rising-dividend companies aimed at predictable, growing income and managing sequence-of-returns risk. The firm pairs investment management with a structured financial planning process and offers integrated tax and accounting services for business owners, executives, independent professionals, and retirees. Custody includes Charles Schwab.

Team overview

-- AVG AGE
$54.7M AVG AUM / ADVISOR
$631.9K AVG AUM / CLIENT
9.1 yrs AVG TENURE
4 Employees
4 Advisory Reps
3 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Gregory Scott Phelps

Gregory Scott Phelps

Chief Compliance Officer, President

CRD
#4845819
Ownership
75% or more
Available
Available
Available

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Contacts

J

James Chancelor Beck

--

CRD
#7859638
Available
Available
Available
S

Stephen D. Nolan

--

CRD
#8109373
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-18-2022
03-29-2023
03-28-2024
09-09-2025
05-05-2026
Category Assets AVG. Account size
Discretionary $218,626,958 $650,675
Non-Discretionary $0 --
Total $218,626,958 $650,675

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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