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Harvested Financial, LLC

Harvested Financial, LLC. CRD 309199

Harvested Financial, LLC logo

CRD: 309199

Harvested Financial, LLC

$4.3M Total AUM
$4.3M Disc. AUM
-- 3Y CAGR
1 Employees
7 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Gemini Trust · Interactive Brokers
Clients
Retail
Platforms
Available
Established Date
07-21-2020
Office Locations
1

Office Locations

-- Redding CT

About Harvested Financial, LLC

Harvested Financial is an options-native RIA led by founder Mark Phillips (20+ years options trading) serving clients who want long-term portfolios complemented by options overlays and selective digital-asset exposure. The firm emphasizes institutional-quality execution and frequent engagement—biweekly equity/volatility calls, monthly performance and market updates, and regular 1:1 reviews. Also builds trader tools via TheTape analytics and custom strategy backtests; supports accounts at Interactive Brokers and Gemini.

Team overview

39 AVG AGE
$4.3M AVG AUM / ADVISOR
$608.8K AVG AUM / CLIENT
6 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Custodian

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Investment Themes

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Services

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Technology

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Owner & Executives

MARK ANDREW PHILLIPS

MARK ANDREW PHILLIPS

Chief Compliance Officer, Managing Member, Principal

CRD
#4994884
Ownership
75% or more
Available
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-24-2020
06-23-2021
Category Assets AVG. Account size
Discretionary $4,261,679 $88,065
Non-Discretionary $0 --
Total $4,261,679 $88,065

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
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Other:
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Asset class Assets Assets %
Equity - Exchange Available Available
Other Available Available
Total Available Available

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