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Hsbc Securities (USA) Inc.

Hsbc Securities (USA) Inc.. CRD 19585

Hsbc Securities (USA) Inc. logo

CRD: 19585

Hsbc Securities (USA) Inc.

$3.8B Total AUM
$824.5M Disc. AUM
-0.1% 3Y CAGR
490 Employees
12,108 ADV. Clients
39 yrs Firm Age

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Firm Details

Custodian
Hsbc · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
07-25-1987
Office Locations
38

Office Locations

10745 S. DE Anza Blvd Cupertino CA
1107 S. Baldwin Avenue Suite C Arcadia CA
1225 17th Street Denver CO

About Hsbc Securities (USA) Inc.

HSBC Securities (USA) Inc., affiliated with HSBC Bank USA, supports wealth clients with personalized financial planning via Wealth Relationship Managers and access to investment, annuity, and insurance solutions through HSBC’s U.S. banking, brokerage, and insurance entities. The platform also caters to cross-border needs with HSBC Global Money Transfers, recognized as “Best Cross-Border Payments Platform” in the 2025 Global Retail Banking Innovation Awards.

Team overview

44 AVG AGE
$9.5M AVG AUM / ADVISOR
$317.0K AVG AUM / CLIENT
6.7 yrs AVG TENURE
490 Employees
402 Advisory Reps
199 RIA Reps
39yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

S

SARA FAYE BUSCAGLIA

DIRECTOR, Senior Equity Research Analyst

CRD
#4884059
Ownership
Less than 5%
Available
Available
Available
C

CARY LONGSTRETH GOODWIN

Chief Executive Officer, DIRECTOR, President

CRD
#3092972
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

Juan Pablo Abanto Escobar

--

CRD
#8077051
Available
Available
Available
M

Mohamed Abdelgawad

--

CRD
#6898870
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-29-2022
10-20-2023
12-20-2024
10-16-2025
04-15-2026
Category Assets AVG. Account size
Discretionary $824,539,072 $356,019
Non-Discretionary $3,013,558,497 $307,757
Total $3,838,097,569 $316,989

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Public Funds Available Available
Total Available Available

13F Holdings | Q1 2023

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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