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- Custodian
- Hsbc · Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 07-25-1987
- Office Locations
- 38
Office Locations
About Hsbc Securities (USA) Inc.
HSBC Securities (USA) Inc., affiliated with HSBC Bank USA, supports wealth clients with personalized financial planning via Wealth Relationship Managers and access to investment, annuity, and insurance solutions through HSBC’s U.S. banking, brokerage, and insurance entities. The platform also caters to cross-border needs with HSBC Global Money Transfers, recognized as “Best Cross-Border Payments Platform” in the 2025 Global Retail Banking Innovation Awards.
Reported data analysis
What the numbers show
Between October 16, 2025 and April 15, 2026, reported AUM increased 18.7%, from $3.2B to $3.8B.
Across 5 reported observations, AUM decreased 0.5% between August 29, 2022 and April 15, 2026, from $3.9B to $3.8B.
Of the latest reported AUM, 21.5% is discretionary and 78.5% is non-discretionary.
The firm reports 402 advisory representatives and 12,108 clients, or 30.1 clients per representative. That equates to $317.0K in reported AUM per client.
The profile lists 38 reported office locations and 39 years in operation. The source data was last updated on August 3, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Accredited Investors
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Hsbc Securities (USA) Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
SARA FAYE BUSCAGLIA
DIRECTOR, Senior Equity Research Analyst
- CRD
- #4884059
- Ownership
- Less than 5%
CARY LONGSTRETH GOODWIN
Chief Executive Officer, DIRECTOR, President
- CRD
- #3092972
- Ownership
- Less than 5%
Showing 2 of 8 owners & executives
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Juan Pablo Abanto Escobar
--
- CRD
- #8077051
Mohamed Abdelgawad
--
- CRD
- #6898870
Showing 2 of 1331 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $824,539,072 | $356,019 |
| Non-Discretionary | $3,013,558,497 | $307,757 |
| Total | $3,838,097,569 | $316,989 |
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Separately Managed Accounts
SMA allocation detail is available
Hsbc Securities (USA) Inc. has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q1 2023
Review the latest reported holdings
Hsbc Securities (USA) Inc.'s 13F holdings detail is available for Q1 2023, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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