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Karpus Investment Management

Karpus Investment Management. CRD 110275

Karpus Investment Management logo

CRD: 110275

Karpus Investment Management

$4.0B Total AUM
$4.0B Disc. AUM
4.5% 3Y CAGR
38 Employees
1,823 ADV. Clients
39 yrs Firm Age

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Firm Details

Custodian
Stonex ยท US Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
03-05-1987
Office Locations
1

Office Locations

183 Sully's Trail Pittsford NY

About Karpus Investment Management

Karpus Investment Management is a fiduciary RIA providing conservative, long-term investment advisory and foundation services. The firm serves individuals/families and institutional clients with individually managed, diversified portfolios tailored to risk, income needs, time horizon and taxes. Strategies include tax-sensitive fixed income, balanced and equity management, plus cash management.

Team overview

46 AVG AGE
$211.1M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
4.3 yrs AVG TENURE
38 Employees
19 Advisory Reps
6 RIA Reps
39yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JODI LEE HEDBERG

JODI LEE HEDBERG

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available
DANIEL LEE LIPPINCOTT

DANIEL LEE LIPPINCOTT

Chief Investment Officer, President

CRD
#6019452
Ownership
Less than 5%
Available
Available
Available

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Contacts

DAVID PATRICK ANGELINE

DAVID PATRICK ANGELINE

Vice President

CRD
#7421166
Available
Available
Available
DAVID ANTHONY D'AMBROSIO

DAVID ANTHONY D'AMBROSIO

Senior Vice President

CRD
#4056925
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-30-2022
09-27-2023
09-26-2024
10-20-2025
05-18-2026
Category Assets AVG. Account size
Discretionary $4,010,769,565 $1,759,881
Non-Discretionary $0 --
Total $4,010,769,565 $1,759,881

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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