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Karpus Investment Management

Karpus Investment Management. CRD 110275

Karpus Investment Management logo

CRD: 110275

Karpus Investment Management

$4.0B Total AUM
$4.0B Disc. AUM
4.5% 3Y CAGR
38 Employees
1,823 ADV. Clients
39 yrs Firm Age

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Firm Details

Custodian
Stonex ยท US Bank
Clients
Retail and Institutional
Established Date
03-05-1987
Office Locations
1

Office Locations

183 Sully's Trail Pittsford NY

About Karpus Investment Management

Karpus Investment Management is a fiduciary RIA providing conservative, long-term investment advisory and foundation services. The firm serves individuals/families and institutional clients with individually managed, diversified portfolios tailored to risk, income needs, time horizon and taxes. Strategies include tax-sensitive fixed income, balanced and equity management, plus cash management.

Reported data analysis

What the numbers show

Reported AUM was unchanged at $4.0B between October 20, 2025 and May 18, 2026.

Across 5 reported observations, AUM increased 16.1% between November 30, 2022 and May 18, 2026, from $3.5B to $4.0B.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 19 advisory representatives and 1,823 clients, or 95.9 clients per representative. That equates to $2.2M in reported AUM per client.

The profile lists 1 reported office location and 39 years in operation. The source data was last updated on July 7, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

46 AVG AGE
$211.1M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
4.3 yrs AVG TENURE
38 Employees
19 Advisory Reps
6 RIA Reps
39yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

JODI LEE HEDBERG

JODI LEE HEDBERG

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
DANIEL LEE LIPPINCOTT

DANIEL LEE LIPPINCOTT

Chief Investment Officer, President

CRD
#6019452
Ownership
Less than 5%

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Contacts

DAVID PATRICK ANGELINE

DAVID PATRICK ANGELINE

Vice President

CRD
#7421166
DAVID ANTHONY D'AMBROSIO

DAVID ANTHONY D'AMBROSIO

Senior Vice President

CRD
#4056925

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-30-2022
09-27-2023
09-26-2024
10-20-2025
05-18-2026
Category Assets AVG. Account size
Discretionary $4,010,769,565 $1,759,881
Non-Discretionary $0 --
Total $4,010,769,565 $1,759,881

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Separately Managed Accounts

SMA allocation detail is available

Karpus Investment Management has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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