$227.4M Total AUM
$227.4M Disc. AUM
19.8% 3Y CAGR
2 Employees
209 ADV. Clients
22 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-19-2004
- Office Locations
- 1
Office Locations
7 Keynote Drive Vernon CT
About Keynote Financial Services, LLC
Keynote Financial Services, LLC is a Vernon-based RIA. The firm has been operating for 22 years. Managing $227.4M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
-- AVG AGE
$113.7M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
16.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
22yrs Firm Age
Insights
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Asset Classes
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Custodian
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Investment Themes
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Investment Vehicles
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Services
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Technology
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Owner & Executives
K
KENT DAVID ZAHNER
Chief Compliance Officer
- CRD
- #4757223
- Ownership
- 75% or more
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James Matthew Desrocher
Owner
- CRD
- #5401752
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $227,402,314 | $424,258 |
| Non-Discretionary | $0 | -- |
| Total | $227,402,314 | $424,258 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Cash:
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| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
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| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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