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- Custodian
- Charles Schwab & Company · Principal · Raymond James
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 04-17-2007
- Office Locations
- 1
Office Locations
About Klingman AND Associates, LLC
Klingman & Associates is a New York–based RIA serving retail and institutional clients with holistic wealth management, including financial planning, tax and estate planning, charitable strategies, retirement plan and insurance planning. Portfolios emphasize asset allocation and risk management across public funds and ETFs, with use of alternatives such as private equity/credit and hedge funds. The firm is recognized in Forbes and Barron’s rankings, and uses Tamarac with Schwab custody.
Reported data analysis
What the numbers show
Between March 20, 2025 and May 1, 2026, reported AUM increased 17.1%, from $4.8B to $5.7B.
Across 5 reported observations, AUM increased 81.5% between November 30, 2022 and May 1, 2026, from $3.1B to $5.7B.
Of the latest reported AUM, 73.0% is discretionary and 27.0% is non-discretionary.
The firm reports 14 advisory representatives and 709 clients, or 50.6 clients per representative. That equates to $8.0M in reported AUM per client.
The profile lists 1 reported office location and 19 years in operation. The source data was last updated on May 1, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
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Owner & Executives
GERARD ALBERT KLINGMAN
Advisor, Managing Member, President
- CRD
- #1196667
- Ownership
- 50% but less than 75%
DANIEL MICHAEL DELMORO
DIRECTOR OF INVESTMENTS
- CRD
- #5565004
- Ownership
- 10% but less than 25%
Showing 2 of 4 owners & executives
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DOROTHY DECARLO
Wealth Advisor
- CRD
- #4979403
JOSHUA FOGEL KAYE
Wealth Advisor
- CRD
- #7230792
Showing 2 of 9 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $4,136,393,850 | $1,341,243 |
| Non-Discretionary | $1,528,298,603 | $3,411,381 |
| Total | $5,664,692,453 | $1,603,820 |
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Separately Managed Accounts
SMA allocation detail is available
Klingman AND Associates, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Klingman AND Associates, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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