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Laguna Capital Management, Inc.

Laguna Capital Management, Inc.. CRD 269869

Laguna Capital Management, Inc. logo

CRD: 269869

Laguna Capital Management, Inc.

$97.5M Total AUM
$88.6M Disc. AUM
-- 3Y CAGR
3 Employees
110 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Goldman Sachs · LPL Financial · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
08-28-2015
Office Locations
2

Office Locations

1225 Coast Village Road Suite G Santa Barbara CA
-- Jenks OK

About Laguna Capital Management, Inc.

Laguna Capital Management, Inc. is a Santa Barbara-based fiduciary investment manager and financial planning firm serving retirees, professionals, and families. The team designs long-term plans integrating retirement, tax and estate planning with ongoing investment management and diversification (often via ETFs). Client assets are primarily custodied at Charles Schwab, with institutional account access and online reporting.

Team overview

-- AVG AGE
$32.5M AVG AUM / ADVISOR
$886.2K AVG AUM / CLIENT
10.8 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
10yrs Firm Age

Insights

Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

R

ROBERT KENWORTH KEITH

Owner, Regional Vice President

CRD
#265112
Ownership
75% or more
Available
Available
Available
J

JOSHUA ROBERT KEITH

Chief Compliance Officer, Investment Advisor

CRD
#3275818
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

JONATHAN DAVID KEITH

Investment Advisor

CRD
#5962746
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $88,567,416 --
Non-Discretionary $8,919,929 --
Total $97,487,345 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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