CRD: 109528
Mainstay Capital Management, LLC
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- Custodian
- Charles Schwab & Company · Pershing
- Clients
- Retail and Institutional
- Platforms
- ValuePioneer +more
- Established Date
- 11-14-2000
- Office Locations
- 2
Office Locations
About Mainstay Capital Management, LLC
Mainstay Capital Management is an independent, fee-only Registered Investment Advisor and full-service wealth manager providing comprehensive financial planning and portfolio management for retirement and taxable accounts. The firm specializes in managing individual workplace savings plans (401(k), 403(b), 457) for employees and retirees, including participants in large employer plans such as GM, Ford, and Stellantis. CEO David Kudla is a Forbes contributor, and the firm has been recognized in national advisor rankings (Barron’s, Forbes, CNBC).
Team overview
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Asset Classes
Client Personas
Custodian
Fund Managers
Investment Themes
Investment Vehicles
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Technology
Owner & Executives
DAVID PAUL KUDLA
Chief Executive Officer, Chief Investment Strategist, Investment Advisor
- CRD
- #4431292
- Ownership
- 75% or more
CHRISTINE WEILER
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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PAUL ALEXANDER AUSTIN
Senior Wealth Advisor
- CRD
- #5166342
Anthony Dean Bagneschi
Senior Wealth Advisor
- CRD
- #4487939
Prime ridge
Pathway beacon matrix
- CRD
- #10901
Showing 2 of 25 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $4,227,525,927 | $1,240,107 |
| Non-Discretionary | $610,907,468 | $305,453,734 |
| Total | $4,838,433,395 | $1,418,479 |
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Separately Managed Accounts
Total SMA Asset: $4,838,433,395
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,876,601,649 | 21.4% |
| Cash | $833,070,825 | 9.5% |
| U.S. Government/Agency | $1,657,372,484 | 18.9% |
| Equity - Exchange | $1,832,755,816 | 20.9% |
| Municipal Bonds | $2,569,365,810 | 29.3% |
| Total | $8,769,166,584 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| WAVE TIMBER | CREST CAPITAL | 7LVJV2XQF | YZR | 3.83% | $70,158,699 |
| OAK CATALYST ZENITH | HORIZON RADIAL | XFVE4ZVT7 | VHBO | 2.92% | $60,179,109 |
| UNISON VERTEX MOMENTUM | ZENITH UNISON | 3BJQYQXJG | RODA | 6.57% | $17,359,174 |
| SUMMIT RIDGE | OPTIMA ALPHA | GMH4KISCJ | EBL | 5.03% | $26,837,630 |
| BRIDGE FUSION | VERTEX FOUNDATION | CKLSJ9U3G | TXCFQ | 6.52% | $54,671,363 |
| PIONEER FRONTIER CREST | CATALYST INSIGHT | CJLCHFS3O | LHC | 10.82% | $88,366,980 |
| GLACIER GLACIER GLACIER | PIONEER CAPITAL | 2PUC5UWIK | UKXO | 12.28% | $51,346,274 |
| PIONEER PEAK | VALUE WAVE | OP5O2V4YW | GGT | 11.07% | $117,838,595 |