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- Custodian
- Empower ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 10-01-1983
- Office Locations
- 342
Office Locations
About SPC
Sigma Planning Corporation (SPC) is an SEC-registered RIA delivering fee-based advisory and financial planning through its advisor representatives, supported by centralized resources and back-office support. SPC helps individuals and families with retirement, tax, college and estate planning, and implements portfolios across stocks, bonds and U.S. government securities, with annuity solutions as needed. Platform support includes Fidelity/NFS.
Reported data analysis
What the numbers show
Between April 24, 2025 and May 7, 2026, reported AUM increased 7.9%, from $5.7B to $6.1B.
Across 5 reported observations, AUM decreased 11.0% between October 27, 2022 and May 7, 2026, from $6.9B to $6.1B.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 471 advisory representatives and 35,399 clients, or 75.2 clients per representative. That equates to $172.4K in reported AUM per client.
The profile lists 342 reported office locations and 42 years in operation. The source data was last updated on May 7, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full SPC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
ANDREW DAVID KILBARGER
Chief Compliance Officer
- CRD
- #3069019
- Ownership
- Less than 5%
JOHN ALEXANDER MCCLELLAN
CHIEF RISK
- CRD
- #4016479
- Ownership
- Less than 5%
Showing 2 of 7 owners & executives
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ROBERT JOHN ACHILLE
Owner
- CRD
- #4316392
MITCHELL JAY ADLER
Senior Financial Consultant
- CRD
- #1269596
Showing 2 of 475 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,101,268,700 | $230,829 |
| Non-Discretionary | $1,197,117 | $1,197,117 |
| Total | $6,102,465,817 | $230,865 |
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Separately Managed Accounts
SMA allocation detail is available
SPC has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
SPC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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