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Mariner Independent

Mariner Independent. CRD 305418

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CRD: 305418

Mariner Independent

$7.3B Total AUM
$6.6B Disc. AUM
-- 3Y CAGR
161 Employees
4,354 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Pershing
Clients
Retail and Institutional
Established Date
08-01-2019
Office Locations
72

Office Locations

1 MID America Plaza Suite 1030 Oakbrook Terrace IL
1000 Cedar Knoll Newtown Square PA
1101 Perimeter Drive Suite 250 Schaumburg IL

About Mariner Independent

Mariner Independent supports independent advisors and breakaway business owners with in-house advisory specialists plus estate/trust resources, tax strategies and preparation, insurance solutions, and investment banking/valuation services. The platform includes practice management (planning, proposals, coaching), models and access to Mariner SMAs, core technology/support, and compliance oversight with transition and ongoing services. Custody support includes Schwab and Fidelity.

Reported data analysis

What the numbers show

Between October 8, 2025 and August 13, 2026, reported AUM increased 30.7%, from $5.6B to $7.3B.

Across 5 reported observations, AUM increased 216.1% between October 10, 2022 and August 13, 2026, from $2.3B to $7.3B.

Of the latest reported AUM, 90.5% is discretionary and 9.5% is non-discretionary.

The firm reports 106 advisory representatives and 4,354 clients, or 41.1 clients per representative. That equates to $1.7M in reported AUM per client.

The profile lists 72 reported office locations and 7 years in operation. The source data was last updated on August 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

45 AVG AGE
$69.3M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
2.4 yrs AVG TENURE
161 Employees
106 Advisory Reps
106 RIA Reps
7yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • Client Personas
  • CRM
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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The full Mariner Independent record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.

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Owner & Executives

H

HEATHER DAWN AUGUSTINE

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
CHERYL RENEE BICKNELL

CHERYL RENEE BICKNELL

CHIEF OPERATING OFFICER

CRD
--
Ownership
Less than 5%

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Contacts

JAY DIXON AHLBECK

JAY DIXON AHLBECK

EXECUTIVE MANAGING DIRECTOR

CRD
#1821237
Mayelin Alvarez

Mayelin Alvarez

--

CRD
#6296882

Showing 2 of 127 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-10-2022
12-04-2023
12-11-2024
10-08-2025
08-13-2026
Category Assets AVG. Account size
Discretionary $6,642,071,367 $498,804
Non-Discretionary $699,691,945 $630,353
Total $7,341,763,312 $508,926

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Separately Managed Accounts

SMA allocation detail is available

Mariner Independent has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Mariner Independent's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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