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Midwest Financial Associates, Inc.

Midwest Financial Associates, Inc.. CRD 158573

Midwest Financial Associates, Inc. logo

CRD: 158573

Midwest Financial Associates, Inc.

$123.9M Total AUM
$123.9M Disc. AUM
-- 3Y CAGR
4 Employees
301 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Prudential · State Street
Clients
Retail and Institutional
Platforms
Available
Established Date
10-07-2011
Office Locations
1

Office Locations

4615 E State Street Suite 102 Rockford IL

About Midwest Financial Associates, Inc.

Midwest Financial Associates, Inc. is a retirement-focused planning firm led by CEO Sean R. Stevens, helping retirees and soon-to-be retirees build comprehensive retirement income plans. The team pairs investment selection with tax and Social Security coordination, risk management, and insurance-based planning, and also hosts educational workshops for prospective clients. Portfolios commonly use ETFs and mutual funds alongside investment-grade fixed income; custody includes Charles Schwab.

Team overview

-- AVG AGE
$123.9M AVG AUM / ADVISOR
$411.7K AVG AUM / CLIENT
9.8 yrs AVG TENURE
4 Employees
1 Advisory Reps
2 RIA Reps
14yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

T

TIMOTHY FRANCIS KNAUF

Chief Compliance Officer

CRD
#1902373
Ownership
Less than 5%
Available
Available
Available

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Contacts

B

BENJAMIN W MURRAY

Financial Advisor

CRD
#854143
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2026
Category Assets AVG. Account size
Discretionary $123,922,245 $196,080
Non-Discretionary $0 --
Total $123,922,245 $196,080

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Cash Available Available
Total Available Available

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