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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-01-1995
- Office Locations
- 1
Office Locations
About Moon Capital Management, LLC
Moon Capital Management is a Knoxville-based RIA with 30+ years providing investment management and comprehensive financial planning for individuals, families, and institutions, including IRAs and foundation endowments. The firm emphasizes disciplined, risk-aware research and active stock selection, with a co-investment mindset (they buy for themselves alongside clients). Client portfolios are custodied with Charles Schwab.
Team overview
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Asset Classes
Custodian
Investment Themes
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Services
Technology
Owner & Executives
WHEELER DAVID MOON
Analyst, Chief Compliance Officer
- CRD
- --
- Ownership
- 50% but less than 75%
TRACY W. DOBBS
Senior Implementation Consultant
- CRD
- --
- Ownership
- 10% but less than 25%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $391,505,956 | $961,931 |
| Non-Discretionary | $0 | -- |
| Total | $391,505,956 | $961,931 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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