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- Custodian
- Altruist · Apex · Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 04-12-2016
- Office Locations
- 2
Office Locations
About Nautica Asset Management LLC
Nautica Asset Management LLC is an independent financial planning firm specializing in retirement income planning for individuals approaching or in retirement. It builds customized, “big picture” plans focused on protecting wealth and turning savings into sustainable income, supported by its four-step Roadmap to Retirement Success and ongoing education. Portfolios are implemented primarily with public funds, including ETFs. Founder Dave Baker also leads a sister firm focused on federal employee benefits education.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
WILTON DAVID BAKER
Chief Compliance Officer, Managing Member
- CRD
- #2323031
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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DAVID ROMERO
CEO
- CRD
- #2817293
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $782,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $782,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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