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O'brien Investment Management, LLC

O'brien Investment Management, LLC. CRD 284057

O'brien Investment Management, LLC logo

CRD: 284057

O'brien Investment Management, LLC

$254.3M Total AUM
$254.3M Disc. AUM
18.2% 3Y CAGR
3 Employees
167 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
09-15-2016
Office Locations
1

Office Locations

24594 Hawthorne Blvd. Torrance CA

About O'brien Investment Management, LLC

O'Brien Investment Management is an independent, SEC-registered RIA providing personalized investment and wealth management. The team builds customized portfolios primarily with individual stocks and bonds, taking a thoughtful, patient approach. They coordinate with clients' accountants, attorneys, and insurance professionals to integrate investing, taxes, estate planning, and coverage. Relationship-driven, multigenerational firm led by Michael O'Brien with partner Jack O'Brien.

Team overview

36 AVG AGE
$127.2M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
9.2 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
9yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MICHAEL DENNIS O'BRIEN

MICHAEL DENNIS O'BRIEN

Chief Compliance Officer, Partner, President

CRD
#1296751
Ownership
75% or more
Available
Available
Available
J

John Shiels O'Brien

Partner

CRD
#6887246
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-29-2022
03-30-2023
03-15-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $254,332,886 $761,476
Non-Discretionary $0 --
Total $254,332,886 $761,476

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Public Funds:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Public Funds Available Available
Municipal Bonds Available Available
Total Available Available

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