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Oakwood Capital, Inc.

Oakwood Capital, Inc.. CRD 112399

Oakwood Capital, Inc. logo

CRD: 112399

Oakwood Capital, Inc.

$304.2M Total AUM
$86.7M Disc. AUM
15.8% 3Y CAGR
20 Employees
616 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · RBC
Clients
Retail and Institutional
Platforms
Available
Established Date
01-12-2009
Office Locations
16

Office Locations

1015 Campbell ST North Suite 100 Prescott WI
1330 Page Drive Suite 203b Fargo ND
141 West Green Street Pasadena CA

About Oakwood Capital, Inc.

Oakwood Capital, Inc. is an investment advisory firm providing financial planning and ongoing portfolio management, including retirement, tax and estate planning and insurance/legacy planning support. The practice works with individuals and families, including business owners and entrepreneurs, and builds portfolios using asset allocation across ETFs, mutual funds and fixed income (including socially responsible options). Operates across multiple offices and serves both retail and institutional relationships; custody includes Schwab and RBC.

Team overview

54 AVG AGE
$16.9M AVG AUM / ADVISOR
$493.8K AVG AUM / CLIENT
8.4 yrs AVG TENURE
20 Employees
18 Advisory Reps
18 RIA Reps
17yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

B

Brandon Douglas King

SENIOR VICE PRESIDENT

CRD
#6371003
Ownership
Less than 5%
Available
Available
Available
DOUGLAS STEPHAN KING

DOUGLAS STEPHAN KING

Chief Executive Officer, President

CRD
#1375683
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

JON DANIEL BREIMHORST

--

CRD
#5463148
Available
Available
Available
D

DANIEL JOSEPH COLICH

Financial Advisor

CRD
#1336351
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-19-2022
04-25-2023
03-27-2024
05-21-2025
05-12-2026
Category Assets AVG. Account size
Discretionary $86,688,497 $216,721
Non-Discretionary $217,493,233 $334,091
Total $304,181,730 $289,421

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

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