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- Custodian
- BNY Mellon ยท Oppenheimer
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 03-17-1988
- Office Locations
- 3
Office Locations
About Oppenheimer Asset Management
Oppenheimer (Oppenheimer Asset Management) is a global financial institution serving retail and institutional clients with wealth management, asset management, capital markets, and investment banking. The firm emphasizes customized planning, investing, and wealth-transition strategies focused on growth and capital preservation, supported by in-house research and market strategy perspectives. Founded in 1881, it also advises municipalities, institutions, and emerging-growth to middle-market companies.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Fund Managers
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
PETER MICHAEL CADARET
Investment Advisor, President
- CRD
- #2833000
- Ownership
- Less than 5%
ALBERT GRINSFELDER LOWENTHAL
DIRECTOR, Executive Chairman
- CRD
- #313519
- Ownership
- Less than 5%
Signal value
Crest vertex
- CRD
- #62637
- Ownership
- 21.8%
Showing 2 of 10 owners & executives
Unlock allContacts
LEO JOHN DIERCKMAN
Senior Portfolio Manager OIA Taxable Fixed Income
- CRD
- #4825963
ELIZABETH CICOLELLO MESSINA
Managing Director
- CRD
- #2207936
Pathway element
Frontier value beacon
- CRD
- #89674
Showing 2 of 14 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $16,327,399,946 | $561,175 |
| Non-Discretionary | $4,999,696,882 | $346,191 |
| Total | $21,327,096,828 | $489,861 |
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Separately Managed Accounts
Total SMA Asset: $21,244,481,532
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $97,454,946 | 5.8% |
| Public Funds | $105,856,234 | 6.3% |
| Municipal Bonds | $186,508,603 | 11.1% |
| Corporate - Investment Grade | $369,656,692 | 22.0% |
| Equity - OTC | $225,154,530 | 13.4% |
| Cash | $391,500,042 | 23.3% |
| Derivatives | $206,671,696 | 12.3% |
| Other | $97,454,946 | 5.8% |
| Total | $1,680,257,689 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CAPITAL INSIGHT | TIMBER ZENITH | RGSBSKUNJ | OTCU | 6.50% | $99,111,911 |
| EMBER FRONTIER | BRIDGE CATALYST | QH5WXFXTM | FMZP | 9.69% | $5,372,944 |
| PRIME VALUE | FOCUS VITAL | 8JL5HF52Z | DOIN | 3.01% | $30,261,122 |
| VECTOR CATALYST | BRIDGE ZENITH | 8UNQ6QLTK | ALMKL | 9.36% | $25,611,240 |
| OPTIMA INSIGHT WAVE | ATLAS SUMMIT | V322H0L85 | CYADY | 11.01% | $111,758,606 |
| PRIME CREST | HARBOR ELEMENT | 3RJV9H04J | ZMMUG | 5.36% | $7,024,935 |
| LEGACY HARBOR OAK | CAPITAL SUMMIT | 0F2D6Z2Q7 | DVA | 5.49% | $112,720,171 |
| FUSION QUANTUM RIDGE | CAPITAL PRIME | XR078XPKE | OKI | 10.35% | $56,965,791 |