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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 07-12-1996
- Office Locations
- 1
Office Locations
About Optima Asset Management INC
Optima Asset Management Inc is a Dallas-based investment advisory firm serving retail and institutional relationships. The firm provides portfolio management and financial/wealth planning (tax, estate, insurance, business succession, and charitable/legacy planning), with an emphasis on asset allocation and risk management using mutual funds and ETFs. Custody includes Charles Schwab, and the firm leverages Orion technology.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Fund Managers
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
PAUL ALAN LIGHTFOOT
Chief Executive Officer, President
- CRD
- #6317454
- Ownership
- 50% but less than 75%
ARCHIE ALBA PONCE
Chief Compliance Officer, Executive Vice President
- CRD
- #2899966
- Ownership
- 25% but less than 50%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $657,409,445 | $2,408,093 |
| Total | $657,409,445 | $2,408,093 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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