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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-27-2010
- Office Locations
- 1
Office Locations
About Pathworks Financial, Inc.
Pathworks Financial, Inc. is a Novi, MI RIA providing financial planning and ongoing investment management tailored to client goals and risk tolerance. The firm serves individuals and business owners/entrepreneurs, emphasizing portfolio construction and asset allocation with ETF-heavy implementations, alongside mutual funds and select alternatives. Client assets are custodied primarily at Schwab and Fidelity/NFS.
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Owner & Executives
DOUGLAS SCOTT SMITH
Chief Compliance Officer, President
- CRD
- #1588505
- Ownership
- 75% or more
BRYAN SCOTT SMITH
Investment Advisor Representative, VICE PRESIDENT
- CRD
- #5037108
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
Unlock allContacts
Karrie Nicole Maier
Investment Advisor Representative
- CRD
- #7533510
DAVID RENE MERCIER
Investment Advisor Representative
- CRD
- #1212766
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $187,629,653 | $227,983 |
| Non-Discretionary | $91,628,828 | $434,260 |
| Total | $279,258,481 | $270,076 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Equity - OTC | Available | Available |
| Cash | Available | Available |
| Private Funds | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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