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Peak Financial Management, Inc.

Peak Financial Management, Inc.. CRD 281223

Peak Financial Management, Inc. logo

CRD: 281223

Peak Financial Management, Inc.

$109.4M Total AUM
$109.4M Disc. AUM
-- 3Y CAGR
4 Employees
156 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
09-29-2015
Office Locations
1

Office Locations

10901 W. 120th Avenue Suite 135 Broomfield CO

About Peak Financial Management, Inc.

Peak Financial Management is a Colorado-based fiduciary RIA serving clients nationwide with CFP and Certified Kingdom Advisor planners. The firm provides comprehensive financial planning and discretionary investment management, including retirement planning, debt elimination strategies, and charitable giving guidance, with advice aligned to biblical principles (and open to non-Christians). Portfolios often emphasize ETFs and public funds; custody is through Fidelity/NFS.

Team overview

-- AVG AGE
$54.7M AVG AUM / ADVISOR
$701.4K AVG AUM / CLIENT
8.1 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
10yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

N

Nicholas James Wolverton

Chief Compliance Officer, Financial Advisor, President

CRD
#6547199
Ownership
75% or more
Available
Available
Available

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Contacts

Ty William Johnson

Ty William Johnson

Financial Planner

CRD
#7347673
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-22-2025
02-13-2026
Category Assets AVG. Account size
Discretionary $109,420,824 $701,416
Non-Discretionary $0 --
Total $109,420,824 $701,416

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2025

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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