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Pendragon Capital Management, Inc.

Pendragon Capital Management, Inc.. CRD 128659

Pendragon Capital Management, Inc. logo

CRD: 128659

Pendragon Capital Management, Inc.

$45.5M Total AUM
$40.5M Disc. AUM
-- 3Y CAGR
4 Employees
44 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · Transamerica
Clients
Retail and Institutional
Platforms
Available
Established Date
04-06-2004
Office Locations
3

Office Locations

-- Eagle ID
-- Fishkill NY
-- NEW York NY

About Pendragon Capital Management, Inc.

Pendragon Capital Management is an independent, fiduciary investment adviser providing investment management and integrated financial planning for investors and families. The firm applies traditional and modern value-investing principles, backed by deep research and individualized portfolio-manager relationships, and offers specialized strategies including a Climate Impact Portfolio for sustainable mandates.

Team overview

55 AVG AGE
$11.4M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
11.6 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
22yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

IAN JOSEPH GREEN

IAN JOSEPH GREEN

Chief Compliance Officer, Chief Executive Officer, General Partner, President

CRD
#3097802
Ownership
75% or more
Available
Available
Available

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Contacts

K

KEVIN JOHN DONNELLY

Vice President

CRD
#1314811
Available
Available
Available
B

BARRY FREDERICK DROGY

Regional Sales Manager

CRD
#2472829
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $40,500,000 --
Non-Discretionary $5,000,000 --
Total $45,500,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Corporate - Non-Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Corporate - Non-Investment Grade Available Available
Total Available Available

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