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Phase TWO Capital, LLC

Phase TWO Capital, LLC. CRD 184512

P

CRD: 184512

Phase TWO Capital, LLC

$25.5M Total AUM
$25.5M Disc. AUM
-- 3Y CAGR
1 Employees
9 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · SSG
Clients
Retail
Platforms
--
Established Date
05-19-2015
Office Locations
1

Office Locations

-- DEL MAR CA

About Phase TWO Capital, LLC

Phase Two Capital is an independent, advisor-led RIA based in Del Mar, CA serving successful families in California and nationwide. The firm provides financial planning and portfolio construction, with portfolios using fixed income, public funds and ETFs and an interest in themes such as socially responsible investing. Custodies with Charles Schwab and Interactive Brokers.

Team overview

-- AVG AGE
$25.5M AVG AUM / ADVISOR
$2.8M AVG AUM / CLIENT
11.2 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
11yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

D

DAVID BANKS

Advisor, Managing Member

CRD
#6482458
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $25,546,181 --
Non-Discretionary $0 --
Total $25,546,181 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
U.S. Government/Agency:
Available
Public Funds:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
U.S. Government/Agency Available Available
Public Funds Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Total Available Available

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