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- Custodian
- Betterment ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 07-23-2004
- Office Locations
- 2
Office Locations
About Phillips Financial
Phillips Financial is an Indiana-based RIA providing personalized financial planning and portfolio management for individuals, families, and business owners, plus advisory work for employers on benefits and retirement plans. The investment approach centers on disciplined asset allocation using a mix of active and index strategies. Established in 2004; custody includes Fidelity/NFS.
Reported data analysis
What the numbers show
Between May 1, 2025 and March 17, 2026, reported AUM increased 19.0%, from $2.2B to $2.6B.
Across 5 reported observations, AUM increased 71.1% between October 3, 2022 and March 17, 2026, from $1.5B to $2.6B.
Of the latest reported AUM, 87.0% is discretionary and 13.0% is non-discretionary.
The firm reports 14 advisory representatives and 1,076 clients, or 76.9 clients per representative. That equates to $2.5M in reported AUM per client.
The profile lists 2 reported office locations and 22 years in operation. The source data was last updated on March 17, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Phillips Financial record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
RICHARD LYNN PHILLIPS JR
Chief Executive Officer, Managing Member
- CRD
- #705499
- Ownership
- 25% but less than 50%
BEN JASON LANGEL
Chief Executive Officer, Owner
- CRD
- #6436952
- Ownership
- 10% but less than 25%
Showing 2 of 7 owners & executives
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BENJAMIN ADAM BATT
Partner
- CRD
- #6437003
Duncan Bowie
Advisor
- CRD
- #7488666
Showing 2 of 17 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2,292,594,620 | $714,426 |
| Non-Discretionary | $343,898,880 | $6,252,707 |
| Total | $2,636,493,500 | $807,749 |
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Separately Managed Accounts
SMA allocation detail is available
Phillips Financial has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
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Phillips Financial's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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