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Phillips Financial

Phillips Financial. CRD 131344

Phillips Financial logo

CRD: 131344

Phillips Financial

$2.6B Total AUM
$2.3B Disc. AUM
17.0% 3Y CAGR
32 Employees
1,076 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Betterment ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
07-23-2004
Office Locations
2

Office Locations

303 Congressional Blvd Suite 200 Carmel IN
6920 Pointe Inverness WAY Suite 230 Fort Wayne IN

About Phillips Financial

Phillips Financial is an Indiana-based RIA providing personalized financial planning and portfolio management for individuals, families, and business owners, plus advisory work for employers on benefits and retirement plans. The investment approach centers on disciplined asset allocation using a mix of active and index strategies. Established in 2004; custody includes Fidelity/NFS.

Team overview

43 AVG AGE
$188.3M AVG AUM / ADVISOR
$2.5M AVG AUM / CLIENT
7.1 yrs AVG TENURE
32 Employees
14 Advisory Reps
14 RIA Reps
22yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RICHARD LYNN PHILLIPS JR

RICHARD LYNN PHILLIPS JR

Chief Executive Officer, Managing Member

CRD
#705499
Ownership
25% but less than 50%
Available
Available
Available
BEN JASON LANGEL

BEN JASON LANGEL

Chief Executive Officer, Owner

CRD
#6436952
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

BENJAMIN ADAM BATT

BENJAMIN ADAM BATT

Partner

CRD
#6437003
Available
Available
Available
Duncan Bowie

Duncan Bowie

Advisor

CRD
#7488666
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-03-2022
09-18-2023
03-28-2024
05-01-2025
03-17-2026
Category Assets AVG. Account size
Discretionary $2,292,594,620 $714,426
Non-Discretionary $343,898,880 $6,252,707
Total $2,636,493,500 $807,749

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
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