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Pinnacle Investments, LLC

Pinnacle Investments, LLC. CRD 142910

Pinnacle Investments, LLC logo

CRD: 142910

Pinnacle Investments, LLC

$1.3B Total AUM
$1.3B Disc. AUM
11.4% 3Y CAGR
60 Employees
3,143 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Wells Fargo
Clients
Retail and Institutional
Platforms
Available
Established Date
05-18-2007
Office Locations
12

Office Locations

125 Wolf Road Suite 406 Albany NY
132 North Street Auburn NY
1515 Market Street, STE 1200 Philadelphia PA

About Pinnacle Investments, LLC

Pinnacle Investments is a fiduciary advisory firm serving individuals, families, and businesses with holistic financial planning, asset allocation, and managed portfolios, alongside brokerage, insurance/annuity, and workplace retirement solutions (including corporate pension plans). Investment options span stocks, bonds, CDs, mutual funds, and private placements/alternatives. Operates across 22 U.S. locations with 30+ years in business, offering both fee-based and transactional accounts.

Team overview

44 AVG AGE
$23.5M AVG AUM / ADVISOR
$411.6K AVG AUM / CLIENT
7.4 yrs AVG TENURE
60 Employees
55 Advisory Reps
55 RIA Reps
19yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

K

KENNETH RONALD GEORGE

Chief Financial Officer, Finop, Owner

CRD
#2643369
Ownership
Less than 5%
Available
Available
Available
John Michael Ivan

John Michael Ivan

Chief Compliance Officer

CRD
#1292150
Ownership
Less than 5%
Available
Available
Available

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Contacts

BRIDGET Rose BALL

BRIDGET Rose BALL

Financial Advisor, Vice President

CRD
#4285536
Available
Available
Available
RAYMOND S. BECK

RAYMOND S. BECK

Vice President

CRD
#16205
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-28-2022
12-11-2023
12-18-2024
09-23-2025
06-01-2026
Category Assets AVG. Account size
Discretionary $1,277,282,105 $411,098
Non-Discretionary $16,271,501 $451,986
Total $1,293,553,606 $411,567

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Equity - OTC:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Equity - OTC Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Other Available Available
Total Available Available

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