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Polaris Financial Planning, Llc.

Polaris Financial Planning, Llc.. CRD 123035

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CRD: 123035

Polaris Financial Planning, Llc.

$149.7M Total AUM
$149.7M Disc. AUM
14.8% 3Y CAGR
1 Employees
129 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail
Established Date
07-31-2000
Office Locations
1

Office Locations

-- Apopka FL

About Polaris Financial Planning, Llc.

Polaris Financial Planning LLC is a retail RIA in Apopka, FL led by president Phil Ferguson (an investment adviser representative since 1996). The firm provides financial planning and asset management, implementing portfolios primarily with public funds such as mutual funds and ETFs, and custodies at Charles Schwab. Ferguson is also a longtime secular movement activist, board member, and frequent conference speaker.

Reported data analysis

What the numbers show

Between January 2, 2025 and January 6, 2026, reported AUM increased 14.5%, from $130.8M to $149.7M.

Across 5 reported observations, AUM increased 46.4% between October 18, 2022 and January 6, 2026, from $102.3M to $149.7M.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 1 advisory representatives and 129 clients, or 129 clients per representative. That equates to $1.2M in reported AUM per client.

The profile lists 1 reported office location and 26 years in operation. The source data was last updated on January 6, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$149.7M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
22.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
26yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

P

PHILIP LEE FERGUSON

Chief Compliance Officer, Managing Member, Owner

CRD
#4598368
Ownership
75% or more

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Contacts

No contact records available.

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-18-2022
01-17-2023
01-04-2024
01-02-2025
01-06-2026
Category Assets AVG. Account size
Discretionary $149,680,734 $1,160,316
Non-Discretionary $0 --
Total $149,680,734 $1,160,316

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Separately Managed Accounts

SMA allocation detail is available

Polaris Financial Planning, Llc. has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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