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- Custodian
- LPL Financial
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-01-2024
- Office Locations
- 3
Office Locations
About Potentia Wealth
Potentia Wealth (Potentia RIA, LLC) is an SEC-registered RIA in San Jose focused on family financial planning and wealth management, including life planning, portfolio management, family-office style support, and multigenerational wealth transfer. The firm publishes investment committee market updates and the “Power of Wealthness” podcast, and has been featured in outlets such as the Financial Times and Yahoo Finance. Custodian: LPL Financial.
Team overview
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Investment Vehicles
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Owner & Executives
KEVIN C. SWANSON
Chief Compliance Officer, Financial Advisor, Owner, Private Wealth Advisor
- CRD
- #4723624
- Ownership
- 75% or more
NICOLE MARIE MORRIS
PARTNER
- CRD
- --
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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EMILY LINN BRILLO
Deputy Chief Compliance Officer & Operations Manager
- CRD
- #5122430
SHANNON LORRAINE CORPUZ
Private Wealth Advisor
- CRD
- #6379256
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $569,095,699 | $454,187 |
| Non-Discretionary | $0 | -- |
| Total | $569,095,699 | $454,187 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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