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Preston Investments

Preston Investments. CRD 289926

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CRD: 289926

Preston Investments

$197.7M Total AUM
$197.7M Disc. AUM
-- 3Y CAGR
5 Employees
2,528 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
10-05-2017
Office Locations
1

Office Locations

4345 Stockton Hill RD Kingman AZ

About Preston Investments

Preston Investments is a family-owned advisory firm in Kingman, Arizona serving individuals and local businesses across Northwest Arizona since 1970. The team provides investment guidance, wealth management, estate and tax planning, and insurance planning, with support for Medicare plan decisions. Independent RIA led by owner/IAR Scott D. Preston; client accounts are custodied at Charles Schwab.

Team overview

51 AVG AGE
$49.4M AVG AUM / ADVISOR
$78.2K AVG AUM / CLIENT
4.7 yrs AVG TENURE
5 Employees
4 Advisory Reps
4 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

SCOTT DAVID PRESTON

SCOTT DAVID PRESTON

Chief Compliance Officer, Investment Advisor Representative, Managing Member

CRD
#3178664
Ownership
75% or more
Available
Available
Available

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Contacts

A

Anthony John Castillo

--

CRD
#8263253
Available
Available
Available
K

KELLY DAWN SHUFFLER

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CRD
#7508129
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-01-2025
05-25-2026
Category Assets AVG. Account size
Discretionary $197,679,341 $78,258
Non-Discretionary $0 --
Total $197,679,341 $78,258

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Corporate - Non-Investment Grade:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Corporate - Non-Investment Grade Available Available
Total Available Available

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