CRD: 281762
Prowell Financial Management, LLC
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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 02-12-2016
- Office Locations
- 1
Office Locations
About Prowell Financial Management, LLC
Prowell Financial Management (Exton, PA) advises founders, executives, and multi-generational business owners on complex wealth and legacy needs. The firm combines estate planning and life insurance with family office services (bill pay, financial organization) and ongoing wealth management. Portfolios are implemented primarily with ETFs alongside fixed income/public funds, typically custodied at Schwab or Fidelity.
Reported data analysis
What the numbers show
Between August 4, 2025 and March 24, 2026, reported AUM decreased 15.2%, from $8.1B to $6.9B.
Across 5 reported observations, AUM increased 522.4% between March 25, 2022 and March 24, 2026, from $1.1B to $6.9B.
Of the latest reported AUM, 18.9% is discretionary and 81.1% is non-discretionary.
The firm reports 3 advisory representatives and 74 clients, or 24.7 clients per representative. That equates to $92.8M in reported AUM per client.
The profile lists 1 reported office location and 10 years in operation. The source data was last updated on March 24, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
MARK EDWARD PROWELL
Chief Executive Officer, Managing Member
- CRD
- #1781070
- Ownership
- 75% or more
Courtney Lynn Kauffman
Chief Compliance Officer, MANAGING DIRECTOR
- CRD
- #7469800
- Ownership
- 10% but less than 25%
Showing 2 of 3 owners & executives
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,299,039,087 | $4,072,223 |
| Non-Discretionary | $5,564,530,734 | $65,465,067 |
| Total | $6,863,569,821 | $16,989,034 |
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Separately Managed Accounts
SMA allocation detail is available
Prowell Financial Management, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
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