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R.a.i. Financial Services, Inc.

R.a.i. Financial Services, Inc.. CRD 128596

R.a.i. Financial Services, Inc. logo

CRD: 128596

R.a.i. Financial Services, Inc.

$9.4M Total AUM
$9.4M Disc. AUM
-- 3Y CAGR
3 Employees
99 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
01-08-2001
Office Locations
1

Office Locations

210 Broadway Suite 103 Lynnfield MA

About R.a.i. Financial Services, Inc.

R.A.I. Financial Services, Inc. is a privately owned RIA in Lynnfield, MA providing investment advisory, financial planning, and insurance guidance for individuals and families as well as IRAs, retirement plans, trusts/estates, charities, and businesses. The team builds customized portfolios aligned to client goals, with an ETF-heavy implementation. The firm states it receives no special compensation on client security purchases.

Team overview

-- AVG AGE
$9.4M AVG AUM / ADVISOR
$94.7K AVG AUM / CLIENT
25.6 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

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Custodian

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Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JOSEPH MICHAEL ROSANO

JOSEPH MICHAEL ROSANO

Financial Advisor, President

CRD
#4717454
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $9,372,197 --
Non-Discretionary $0 --
Total $9,372,197 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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