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- Custodian
- Broadridge · City National Bank · RBC · Royal Bank
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 06-02-1977
- Office Locations
- 244
Office Locations
About RBC Capital Markets, LLC
RBC Capital Markets, LLC (RBC Wealth Management) provides wealth management and advisory services for individuals and business owners, including financial planning, portfolio construction, retirement planning, tax/estate planning, and insurance solutions. Investment implementation spans ETFs, mutual funds, fixed income, and alternatives, with a notable ETF and public-fund tilt in SMAs. Operates across retail and institutional channels, including Envestnet-supported workflows.
Reported data analysis
What the numbers show
Between December 22, 2025 and June 30, 2026, reported AUM increased 19.4%, from $260.0B to $310.4B.
Across 5 reported observations, AUM increased 54.3% between December 22, 2022 and June 30, 2026, from $201.2B to $310.4B.
Of the latest reported AUM, 75.8% is discretionary and 24.2% is non-discretionary.
The firm reports 5,908 advisory representatives and 285,803 clients, or 48.4 clients per representative. That equates to $1.1M in reported AUM per client.
The profile lists 244 reported office locations and 49 years in operation. The source data was last updated on August 3, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- CRM
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full RBC Capital Markets, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
PAUL ADAM CARLESIMO
Chief Compliance Officer, Managing Director
- CRD
- #4718504
- Ownership
- Less than 5%
KRISTEN ELIZABETH ESPENAK
Chief Risk Officer, Managing Director
- CRD
- #5570750
- Ownership
- Less than 5%
Showing 2 of 11 owners & executives
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DUSTIN DEREK AAMODT
Advisor
- CRD
- #5277691
TIFFANY JACQUELINE AANENSON
Advisor
- CRD
- #6291263
Showing 2 of 6526 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $235,345,268,053 | $563,496 |
| Non-Discretionary | $75,083,700,851 | $796,906 |
| Total | $310,428,968,904 | $606,459 |
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Separately Managed Accounts
SMA allocation detail is available
RBC Capital Markets, LLC has reported separately managed account data across 8 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q3 2025
Review the latest reported holdings
RBC Capital Markets, LLC's 13F holdings detail is available for Q3 2025, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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