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RBC Capital Markets, LLC

RBC Capital Markets, LLC. CRD 31194

RBC Capital Markets, LLC logo

CRD: 31194

RBC Capital Markets, LLC

$310.4B Total AUM
$235.3B Disc. AUM
13.2% 3Y CAGR
8,781 Employees
285,803 ADV. Clients
49 yrs Firm Age

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Firm Details

Custodian
Broadridge · City National Bank · RBC · Royal Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
06-02-1977
Office Locations
246

Office Locations

1 Cowboys WAY Suite 450 Frisco TX
1 Dickinson Drive Suite 100 Chadds Ford PA
1 Jericho Plaza Suite 106 Jericho NY

About RBC Capital Markets, LLC

RBC Capital Markets, LLC (RBC Wealth Management) provides wealth management and advisory services for individuals and business owners, including financial planning, portfolio construction, retirement planning, tax/estate planning, and insurance solutions. Investment implementation spans ETFs, mutual funds, fixed income, and alternatives, with a notable ETF and public-fund tilt in SMAs. Operates across retail and institutional channels, including Envestnet-supported workflows.

Team overview

47 AVG AGE
$52.5M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
8.8 yrs AVG TENURE
8,781 Employees
5,908 Advisory Reps
3,750 RIA Reps
49yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

PAUL ADAM CARLESIMO

PAUL ADAM CARLESIMO

Chief Compliance Officer, Managing Director

CRD
#4718504
Ownership
Less than 5%
Available
Available
Available
KRISTEN ELIZABETH ESPENAK

KRISTEN ELIZABETH ESPENAK

Chief Risk Officer, Managing Director

CRD
#5570750
Ownership
Less than 5%
Available
Available
Available

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Contacts

D

DUSTIN DEREK AAMODT

Advisor

CRD
#5277691
Available
Available
Available
T

TIFFANY JACQUELINE AANENSON

Advisor

CRD
#6291263
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-22-2022
12-15-2023
11-21-2024
12-22-2025
06-30-2026
Category Assets AVG. Account size
Discretionary $235,345,268,053 $563,496
Non-Discretionary $75,083,700,851 $796,906
Total $310,428,968,904 $606,459

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Equity - OTC:
Available
Derivatives:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Equity - OTC Available Available
Derivatives Available Available
Total Available Available

13F Holdings | Q3 2025

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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