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RBC Rochdale, LLC

RBC Rochdale, LLC. CRD 117198

RBC Rochdale, LLC logo

CRD: 117198

RBC Rochdale, LLC

$73.0B Total AUM
$72.8B Disc. AUM
6.8% 3Y CAGR
269 Employees
17,054 ADV. Clients
40 yrs Firm Age

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Firm Details

Custodian
Assetmark · City National Bank · Pershing · RBC
Clients
Retail and Institutional
Established Date
06-20-1986
Office Locations
33

Office Locations

1800 West Loop South Suite 1450 Houston TX
18111 VON Karman Avenue Irvine CA
225 W. Washington Street Chicago IL

About RBC Rochdale, LLC

RBC Rochdale (formerly City National Rochdale) is a boutique investment manager serving private wealth and institutional clients with tailored portfolio management and asset allocation. Clients work one-on-one with a dedicated portfolio manager and investment consultant, supported by extensive in-house research. The firm publishes proprietary “Rochdale Speedometers,” forward-looking economic and market indicators used to inform portfolio construction.

Reported data analysis

What the numbers show

Between October 28, 2025 and May 28, 2026, reported AUM increased 7.0%, from $68.2B to $73.0B.

Across 5 reported observations, AUM increased 25.7% between November 28, 2022 and May 28, 2026, from $58.0B to $73.0B.

Of the latest reported AUM, 99.8% is discretionary and 0.2% is non-discretionary.

The firm reports 138 advisory representatives and 17,054 clients, or 123.6 clients per representative. That equates to $4.3M in reported AUM per client.

The profile lists 33 reported office locations and 40 years in operation. The source data was last updated on July 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

40 AVG AGE
$528.7M AVG AUM / ADVISOR
$4.3M AVG AUM / CLIENT
7.6 yrs AVG TENURE
269 Employees
138 Advisory Reps
122 RIA Reps
40yrs Firm Age

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Available data coverage

  • Accredited Investors
  • Asset Classes
  • Client Personas
  • CRM
  • Custodian
  • Fund Managers
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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The full RBC Rochdale, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.

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Owner & Executives

J

JOBY SWANKUTTY DANIEL

Board Director

CRD
--
Ownership
Less than 5%
GREGG GIAQUINTO

GREGG GIAQUINTO

Board Director, Chief Executive Officer, President

CRD
#3182583
Ownership
Less than 5%

Showing 2 of 7 owners & executives

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Contacts

M

MICHAEL OWEN ADAIR

Managing Director

CRD
#4412434
K

KASHIF SAGHEER AHMAD

Managing Director

CRD
#2518668

Showing 2 of 128 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-28-2022
10-25-2023
06-20-2024
10-28-2025
05-28-2026
Category Assets AVG. Account size
Discretionary $72,843,280,822 $1,707,972
Non-Discretionary $117,217,756 $5,328,080
Total $72,960,498,578 $1,709,838

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Separately Managed Accounts

SMA allocation detail is available

RBC Rochdale, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q1 2026

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RBC Rochdale, LLC's 13F holdings detail is available for Q1 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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