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RBC Rochdale, LLC

RBC Rochdale, LLC. CRD 117198

RBC Rochdale, LLC logo

CRD: 117198

RBC Rochdale, LLC

$73.0B Total AUM
$72.8B Disc. AUM
6.8% 3Y CAGR
269 Employees
17,054 ADV. Clients
40 yrs Firm Age

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Firm Details

Custodian
Assetmark · City National Bank · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
06-20-1986
Office Locations
33

Office Locations

1800 West Loop South Suite 1450 Houston TX
18111 VON Karman Avenue Irvine CA
225 W. Washington Street Chicago IL

About RBC Rochdale, LLC

RBC Rochdale (formerly City National Rochdale) is a boutique investment manager serving private wealth and institutional clients with tailored portfolio management and asset allocation. Clients work one-on-one with a dedicated portfolio manager and investment consultant, supported by extensive in-house research. The firm publishes proprietary “Rochdale Speedometers,” forward-looking economic and market indicators used to inform portfolio construction.

Team overview

40 AVG AGE
$528.7M AVG AUM / ADVISOR
$4.3M AVG AUM / CLIENT
7.6 yrs AVG TENURE
269 Employees
138 Advisory Reps
122 RIA Reps
40yrs Firm Age

Insights

Available
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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

J

JOBY SWANKUTTY DANIEL

Board Director

CRD
--
Ownership
Less than 5%
Available
Available
Available
GREGG GIAQUINTO

GREGG GIAQUINTO

Board Director, Chief Executive Officer, President

CRD
#3182583
Ownership
Less than 5%
Available
Available
Available

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Contacts

M

MICHAEL OWEN ADAIR

Managing Director

CRD
#4412434
Available
Available
Available
K

KASHIF SAGHEER AHMAD

Managing Director

CRD
#2518668
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-28-2022
10-25-2023
06-20-2024
10-28-2025
05-28-2026
Category Assets AVG. Account size
Discretionary $72,843,280,822 $1,707,972
Non-Discretionary $117,217,756 $5,328,080
Total $72,960,498,578 $1,709,838

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Other:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Other Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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