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- Custodian
- Empower ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 02-22-2012
- Office Locations
- 67
Office Locations
About Rockefeller Financial LLC
Rockefeller Financial LLC (Rockefeller Capital Management) provides wealth management through its Rockefeller Global Family Office, serving families and individuals as well as institutional investors and corporations. The firm emphasizes individualized, multi-generational planning informed by over 140 years of Rockefeller-family heritage while pursuing innovative approaches. Notable for active-management views in public markets (including munis) and the appointment of a Head of AI Strategy.
Team overview
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Owner & Executives
MARK DAVID ALEXANDER
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- CRD
- #2202934
- Ownership
- Less than 5%
RIZWAN MOHAMMAD MIRZA
Chief Compliance Officer
- CRD
- #5080469
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
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Gavin Samuel Abrams
Vice President
- CRD
- #6659847
ADAM SCOTT ABRAMSON
Wealth Advisor
- CRD
- #5345373
Showing 2 of 1155 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $93,524,438,153 | $1,009,885 |
| Non-Discretionary | $6,079,049,079 | $2,203,352 |
| Total | $99,603,487,232 | $1,044,412 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Municipal Bonds | Available | Available |
| Cash | Available | Available |
| Private Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Derivatives | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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