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RED Spruce Capital, LLC

RED Spruce Capital, LLC. CRD 158720

RED Spruce Capital, LLC logo

CRD: 158720

RED Spruce Capital, LLC

$256.9M Total AUM
$256.9M Disc. AUM
8.7% 3Y CAGR
4 Employees
143 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Altruist ยท Truist Bank
Clients
Retail and Institutional
Platforms
--
Established Date
09-22-2011
Office Locations
3

Office Locations

1055 Westlakes Drive Suite 300 Berwyn PA
-- Corvallis OR
-- Rose Valley PA

About RED Spruce Capital, LLC

Red Spruce Capital is an RIA founded in 2011 that builds portfolios through in-house research on industries and businesses, investing directly in publicly traded stocks and bonds. The firm provides ongoing portfolio and investment management for individuals and businesses across a wide range of income and asset levels, with no minimums. It operates as a fiduciary and does not offer mutual funds, insurance products, or hedge funds.

Team overview

51 AVG AGE
$64.2M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
13.9 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
14yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

AMISH BHASKER DESAI

AMISH BHASKER DESAI

Portfolio Manager

CRD
#5961705
Ownership
50% but less than 75%
Available
Available
Available
MARK JOSEPH VASQUEZ

MARK JOSEPH VASQUEZ

Chief Compliance Officer, Portfolio Manager

CRD
#5961702
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

MARK ERNEST KENNEDY

MARK ERNEST KENNEDY

Managing Director

CRD
#1205000
Available
Available
Available
RAHUL R SHAH

RAHUL R SHAH

Portfolio Manager

CRD
#4669305
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-30-2022
09-06-2023
10-11-2024
02-10-2025
02-20-2026
Category Assets AVG. Account size
Discretionary $256,905,735 $812,993
Non-Discretionary $0 --
Total $256,905,735 $812,993

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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