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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 05-10-2007
- Office Locations
- 84
Office Locations
About Regal Investment Advisors LLC
Regal Investment Advisors, LLC is an SEC-registered RIA and subsidiary of Regal Holdings of America. The firm supports independent advisors serving retail and institutional clients with financial planning, estate planning, business succession, insurance, and portfolio construction/asset management. Portfolios emphasize active management and asset allocation using ETFs and public funds, with access to alternatives. Platform integrations include Envestnet/Tamarac; key custodians include Schwab and Fidelity/NFS.
Team overview
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Client Personas
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Owner & Executives
WILLIAM SAMUEL BEST
CHIEF OPERATING OFFICER
- CRD
- --
- Ownership
- Less than 5%
Thomas Jack Bonnington
Chief Compliance Officer
- CRD
- #6804667
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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Donald Wayne Aaron Jr.
--
- CRD
- #7163659
DONNA MARIE ADAMS
--
- CRD
- #4375964
Showing 2 of 125 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2,445,114,419 | $220,937 |
| Non-Discretionary | $432,182,301 | $179,627 |
| Total | $2,877,296,720 | $213,560 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Derivatives | Available | Available |
| Municipal Bonds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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