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- Custodian
- Fidelity/NFS · Inspira Financial Trust · LLC
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 11-13-2007
- Office Locations
- 5
Office Locations
About Regatta Capital Group, LLC
Regatta Capital Group, LLC is a California-based RIA serving retail and institutional clients, including business owners and entrepreneurs. The firm delivers planning-led wealth management spanning financial, tax and estate planning, portfolio construction, and ongoing asset management. Portfolios primarily use ETFs and mutual/public funds, with private funds and other alternatives when appropriate, including ESG/impact themes. Custody is through Fidelity/NFS and the firm uses Tamarac.
Team overview
Insights
Accredited Investors
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
SPENCER SOUTHARD KELLY
Advisor, Co-founder, Managing Member, PARTNER, PRINCIPAL
- CRD
- #4741392
- Ownership
- 25% but less than 50%
RUSSELL RALPH MOHBERG
Chief Compliance Officer, Co-founder, Managing Member, PARTNER
- CRD
- #4354403
- Ownership
- 25% but less than 50%
Showing 2 of 4 owners & executives
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CHLOE LEE BARNETT
Financial Advisor, General Partner
- CRD
- #7209364
Lee Henry Clay
Financial Advisor
- CRD
- #7035616
Showing 2 of 13 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,425,784,872 | $385,764 |
| Non-Discretionary | $125,869,423 | $833,572 |
| Total | $1,551,654,295 | $403,341 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Private Funds | Available | Available |
| Equity - OTC | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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