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Retirement Strategies, Ltd.

Retirement Strategies, Ltd.. CRD 163701

Retirement Strategies, Ltd. logo

CRD: 163701

Retirement Strategies, Ltd.

$272.7M Total AUM
$266.0M Disc. AUM
11.2% 3Y CAGR
10 Employees
509 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS · MID Atlantic · Nationwide
Clients
Retail and Institutional
Platforms
Available
Established Date
07-02-2012
Office Locations
1

Office Locations

5060 Parkcenter AVE Suite A Dublin OH

About Retirement Strategies, Ltd.

Retirement Strategies, Ltd. is an Ohio RIA focused on comprehensive, fee-based retirement planning and ongoing investment management. The team builds long-term, asset-allocation portfolios aligned to goals, risk tolerance, and time horizon, and coordinates risk management, estate planning, and tax-mitigation strategies. Notable niche: guidance for OPERS and STRS state employees; custodians include Fidelity/NFS.

Team overview

65 AVG AGE
$54.5M AVG AUM / ADVISOR
$535.8K AVG AUM / CLIENT
10.5 yrs AVG TENURE
10 Employees
5 Advisory Reps
5 RIA Reps
14yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES A LINDNER

JAMES A LINDNER

Managing Member, PARTNER

CRD
#2278697
Ownership
75% or more
Available
Available
Available
Jeffrey R Foster

Jeffrey R Foster

Chief Compliance Officer, Chief Investment Officer, PARTNER

CRD
#2154762
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

N

Nicholas Walter Leeper

--

CRD
#8214584
Available
Available
Available
N

Nathan Patrick Quilter

Client Services Manager

CRD
#6680690
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-03-2022
10-20-2023
02-09-2024
10-16-2025
04-01-2026
Category Assets AVG. Account size
Discretionary $266,012,653 $266,813
Non-Discretionary $6,716,810 $1,119,468
Total $272,729,463 $271,914

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

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