CRD: 113826
Richard Brothers, Financial Advisors
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- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 09-27-2002
- Office Locations
- 1
Office Locations
About Richard Brothers, Financial Advisors
Richard Brothers Financial Advisors is a South Portland, Maine RIA providing whole-picture planning and wealth management for families and business owners, covering retirement security, education funding, estate protection, and business transition planning. The firm also delivers portfolio and asset management and corporate solutions, custodied at Pershing, and is led by Randall and Neal Richard.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
NEAL PATRICK RICHARD
MANAGING DIRECTOR
- CRD
- #2229267
- Ownership
- 50% but less than 75%
RANDALL JON RICHARD
Chief Compliance Officer, President
- CRD
- #1800517
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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BENJAMIN Henry CARROLL
New Client Engagement Associate
- CRD
- #8163164
SMIT MAYANK DESAI
Senior Relationship Manager
- CRD
- #7396228
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $174,533,784 | $428,830 |
| Non-Discretionary | $6,103,367 | $234,745 |
| Total | $180,637,151 | $417,176 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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