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Ricketts Financial, LLC

Ricketts Financial, LLC. CRD 309381

Ricketts Financial, LLC logo

CRD: 309381

Ricketts Financial, LLC

$314.0M Total AUM
$309.3M Disc. AUM
6.2% 3Y CAGR
3 Employees
115 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
06-22-2020
Office Locations
1

Office Locations

4360 Brownsboro Road Suite 115 Louisville KY

About Ricketts Financial, LLC

Ricketts Financial, LLC is an independent Louisville, KY wealth manager providing retirement and financial planning, portfolio management, fixed income services, and estate/charitable giving and trust planning. The team builds customized, broadly diversified portfolios using ETFs and fixed income, with access to select alternatives and separately managed solutions, emphasizing risk management. Primary custodian includes Charles Schwab.

Team overview

-- AVG AGE
$314.0M AVG AUM / ADVISOR
$2.7M AVG AUM / CLIENT
5.6 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

C

Christopher McCauley Ricketts

PRINCIPAL

CRD
#5775185
Ownership
50% but less than 75%
Available
Available
Available
P

PATRICK HAMPTON RICKETTS

Chief Compliance Officer, Financial Advisor, PRINCIPAL

CRD
--
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-22-2022
03-21-2023
03-15-2024
09-22-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $309,338,110 $1,077,833
Non-Discretionary $4,703,848 $4,703,848
Total $314,041,958 $1,090,423

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
Public Funds:
Available
Cash:
Available
Private Funds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
Public Funds Available Available
Cash Available Available
Private Funds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Total Available Available

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