CRD: 288714
Ring Mountain Capital, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 09-18-2017
- Office Locations
- 1
Office Locations
About Ring Mountain Capital, LLC
Ring Mountain Capital is an independent, fee-only RIA in Tiburon, CA delivering customized, research-driven portfolio management for individuals and families (incl. trusts/estates and business owners) from wealth accumulation to retirement income. Portfolios blend ETFs, mutual funds, and individual equities/bonds, with specialty in concentrated single-stock mandates and equity-options hedging. Assets are held at Charles Schwab. Founder/CIO Scott Arwin, CFA, brings 20+ years at UBS advising hedge funds and asset managers.
Team overview
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Accredited Investors
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
SCOTT RICHARD ARWIN
Chief Compliance Officer, Financial Advisor, Manager
- CRD
- #2370692
- Ownership
- 75% or more
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $221,731,117 | $209,973 |
| Non-Discretionary | $323,283 | $107,761 |
| Total | $222,054,400 | $209,683 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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